Founded in 1983, NRS offers consulting, education and technology solutions that provide compliance and registration products and services for Investment Advisers, Broker-Dealers, Hedge Funds, Investment Companies and Insurance Companies. NRS consultants register start-up firms and provide on-going compliance consulting services. Our industry-leading education program offers a full selection of online and live events to provide training opportunities and keep compliance officers and top management apprised of the latest regulatory issues. NRS technology products provide the tools and resources to automate business practices that enable quicker and more efficient compliance efforts. This three-cornered approach of consulting, education and technology provides a comprehensive suite of compliance solutions our customers rely on to create a culture of compliance for their businesses.
With fewer industry events for broker-dealers to attend this fall, the conference offers the perfect opportunity to evaluate your current compliance program and prepare your firm for a successful future in 2010.
The NRS Fall Conference combines many exciting educational elements that will benefit all broker-dealers. Panels will convey timely regulatory and legislative updates as well as cut-to-the-chase recommendations for adapting and maintaining effective compliance programs. A credible and experienced group of speakers including Robert Errico from FINRA will lead session discussions. The agenda covers topics ranging from FINRA Updates to Anti-Money Laundering Risk Management to help you mitigate risk in your firm.
Also, special pre-conference workshops offer an opportunity to focus on industry hot topics, such as pending changes in the world of hedge and private funds addressed in our Financial Services Reform workshop. NRS is also pleased to announce that Ann Oglanian, CEO of ReGroup, LLC, will be presenting another of her highly-acclaimed Professional Development workshops for those individuals aspiring to perform at the highest level.
With early registration pricing, first-class panels of speakers and the potential for acquiring priceless information, the NRS Fall Conference is THE educational opportunity of the year. I invite you to join us in Las Vegas this November to focus on compliance and risk management for your business.
Best Regards,