The NRS Fall Compliance Conference, now in its 25th year, is the standard-bearer of compliance conferences for quality speakers, valuable information, practical guidance and outstanding networking opportunities.

Recognized industry experts, including regulators, compliance professionals and members of the securities bar, will impart practical guidance and strategies that will equip you to stay ahead of ever-more demanding regulatory requirements. Panels and interactive discussion groups promise to offer a multifaceted learning experience.

The NRS Fall Compliance Conference offers learning opportunities and critical information for investment advisers, broker-dealers and dual registrants. Multiple networking events allow for important interaction with peers and industry experts. The hot topics of SEC Examinations and Hedge Fund Compliance Programs will be presented in pre-conference workshops.

You can benefit from all of the above while satisfying Continuing Education (CE) requirements. This conference offers CPE, CFP and CLE credits as well as two Ethics credits to satisfy the annual IA CCP requirement. Whether you are a new CCO or a seasoned compliance pro, this conference is a “must attend.”